Unclaimed
Douglas William Dutton is an active securities professional with a strong track record of success in the financial services industry. Licensed in 37 states, Douglas is registered with Evercore Group LLC, a leading investment banking and advisory firm. He is also a Series 86, 87, and 63 license holder. Douglas's commitment to providing exceptional service and investment advice to clients is evident in his impressive track record of success and dedication to his profession.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/12/2021 - Present
Evercore Group LLC (NEW YORK NY)
BC
Issued 06/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/04/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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