Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas William Deubel is a financial advisor with over 25 years of experience in the industry. Douglas is currently registered with Raymond James & Associates, Inc. Douglas has a broad range of experience in the financial services industry and holds several licenses and certifications. Previous employment includes LASALLE ST SECURITIES, L.L.C., WELLS FARGO INVESTMENTS, LLC, MORGAN STANLEY & CO. INCORPORATED, HOWE BARNES HOEFER & ARNETT, INC., CHARLES SCHWAB & CO., INC., and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/31/2019 - Present
Raymond James & Associates, Inc. (Chicago IL)
AZ
05/14/2010 - 09/30/2011
LASALLE ST SECURITIES, L.L.C. (PRESCOTT AZ)
AZ
05/14/2009 - 05/26/2010
WELLS FARGO INVESTMENTS, LLC (PRESCOTT AZ)
AZ
04/27/2007 - 05/07/2009
MORGAN STANLEY & CO. INCORPORATED (PRESCOTT AZ)
IL
05/10/2001 - 05/25/2007
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
TX
08/27/1998 - 05/09/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/09/1997 - 07/29/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/28/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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