Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Bazley is a financial advisor with over 13 years of experience in the industry. Douglas is a Certified Financial Planner and holds the Series 7 and Series 66 licenses. Douglas currently works with Modera Wealth Management, LLC, a firm that has been in business for several years. The firm has a strong focus on providing financial planning services to high-net-worth individuals and families, corporations, businesses, and charitable organizations. Douglas is committed to providing personalized financial advice and helping clients achieve their financial goals. He is passionate about helping people make informed financial decisions and feels strongly about the ethical responsibilities of a financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
04/26/2023 - Present
Modera Wealth Management, LLC (WESTWOOD NJ)
NJ
10/10/2017 - 04/01/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
10/08/2009 - 09/29/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NC
09/05/2008 - 09/08/2009
WELLS FARGO ADVISORS, LLC (ASHEVILLE NC)
MO
08/25/2003 - 12/31/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
05/01/2002 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
11/10/1999 - 12/31/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BOTH
Issued 09/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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