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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Aumont is a financial advisor at Arkadios Wealth Advisors. Douglas has been in the financial services industry since 2015 and holds the Series 6, 7, and 63 securities licenses and the Series 65 investment advisor license. Douglas is also a Certified Financial Planner. Douglas has experience working with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. Douglas provides financial planning, portfolio management, and pension consulting services. Douglas is also active in the community and serves on the board of several non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/13/2020 - Present
Arkadios Wealth Advisors (Greenwood Village CO)
ID
01/03/2017 - 10/14/2020
PARKLAND SECURITIES, LLC (IDAHO FALLS ID)
CO
08/19/2015 - 01/04/2017
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
04/27/2015 - 07/15/2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 11/04/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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