Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Cole is a financial advisor who has been in the industry since 1982. Douglas is currently registered with Cetera Investment Advisers LLC, a firm that provides financial planning and investment management services to individuals, businesses, and institutions. Douglas is licensed to provide financial advice in Arizona, California, Colorado, the District of Columbia, Idaho, Indiana, and Maine. In addition to his work with Cetera Investment Advisers LLC, Douglas also works as an assistant facilitator at West Valley Counseling Center and as an analyst/advisor for Wilde Wealth Management. Douglas is a highly experienced and knowledgeable financial advisor who is committed to providing his clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/01/2024 - Present
Cetera Investment Advisers LLC (TEMPE AZ)
AZ
01/02/2009 - 04/26/2010
NATIONAL PLANNING CORPORATION (PHOENIX AZ)
AZ
10/31/2005 - 12/31/2008
AIG FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
05/19/1992 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
12/13/1989 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
AZ
11/19/1989 - 12/15/1989
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/07/1984 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/23/1982 - 09/10/1984
INVESTMENT MANAGEMENT & RESEARCH, INC
BC
Issued 08/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/18/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Cole is the right advisor for you? Invested Better is here to help.
