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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Weaver is a financial advisor who has been working in the industry since 2011. Douglas is currently registered with Morgan Stanley in Garden City, NY, and has been a registered representative since 2013. Previous to that, Douglas worked at CAPITAL ONE INVESTMENT SERVICES LLC, MBSC SECURITIES CORPORATION and METLIFE SECURITIES INC. Douglas holds Series 6, 7, 24, 63 and 65 licenses and has a strong track record of success in helping clients achieve their financial goals. Douglas specializes in providing a variety of services including portfolio management, financial planning, and investment management for individuals, businesses, and institutional clients. Douglas is committed to providing his clients with personalized service and a deep understanding of their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/19/2020 - Present
Morgan Stanley (Garden City NY)
DE
01/02/2015 - 09/18/2018
CAPITAL ONE INVESTING, LLC (Wilmington DE)
NY
12/11/2012 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
NY
05/27/2011 - 06/19/2012
MBSC SECURITIES CORPORATION (UNIONDALE NY)
NY
06/10/2010 - 05/24/2011
METLIFE SECURITIES INC. (ROSLYN NY)
IA
Issued 04/19/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/09/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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