Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Wayne Stewart is an investment advisor representative with Raymond James & Associates, Inc. Stewart has been in the industry since 2001. Stewart is registered in Indiana and Texas, and has a Series 7, Series 31, and Series 66 license. Stewart holds the SIE exam. Stewart is also registered with several other states including Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Kentucky, Michigan, Missouri, New York, North Carolina, Ohio, Oregon, Pennsylvania, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Stewart is also the proprietor of DWS Venture Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/14/2013 - Present
Raymond James & Associates, Inc. (Greenwood IN)
IN
01/01/2008 - 10/27/2008
WACHOVIA SECURITIES, LLC (INDIANPOLIS IN)
IN
01/12/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (INDIANPOLIS IN)
BOTH
Issued 02/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Stewart is the right advisor for you? Invested Better is here to help.
