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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Stein is a financial advisor with Newedge Advisors. Douglas has been in the financial services industry since 1988. Douglas is a CERTIFIED FINANCIAL PLANNER™ professional and holds a Series 7, Series 10, Series 24, Series 31, and Series 63 securities licenses, as well as a SIE exam designation. Douglas provides a wide range of financial services, including investment advice, financial planning, and wealth management. Douglas has experience working with individuals, families, businesses, and institutions. Douglas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
11/13/2024 - Present
Newedge Advisors (Salina KS)
KS
01/01/2008 - 03/25/2021
WELLS FARGO CLEARING SERVICES, LLC (SALINA KS)
KS
03/11/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SALINA KS)
MO
03/22/1988 - 03/11/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 04/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/19/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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