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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Rodgers is an investment advisor representative with Commonwealth Financial Network. Douglas has been in the financial industry for 27 years. Douglas is registered to provide securities and investment advisory services in 20 states. Douglas's firm, Commonwealth Financial Network, is a registered investment adviser headquartered in Waltham, MA. Commonwealth Financial Network has approximately 623,075 client accounts and manages over $177 billion in assets. Douglas offers a variety of services to his clients, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
12/17/2015 - Present
Commonwealth Financial Network (Bartlesville OK)
OK
02/08/1999 - 12/23/2015
LPL FINANCIAL LLC (BARTLESVILLE OK)
TX
09/17/1996 - 03/02/1998
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
IA
Issued 03/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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