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Douglas Wayne Peterson

Prudential Annuities Distributors, Inc.

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About Douglas Wayne Peterson

Douglas Wayne Peterson is a financial professional with over 20 years of experience in the industry. Douglas has a strong track record of success in helping clients achieve their financial goals. Douglas is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Douglas holds a variety of licenses and certifications, including Series 6, 7, 26, 63 and 66, and is a registered representative in both Minnesota and South Dakota. Prior to joining Prudential Annuities Distributors, Inc., Douglas worked for Pruco Securities, LLC, Securian Financial Services, Inc., and Signator Investors, Inc.

Firm Information

Douglas Peterson is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Peterson’s Registration & Firm History

CT

03/26/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

MN

08/12/2008 - 03/31/2020

PRUCO SECURITIES, LLC. (ALEXANDRIA MN)

MN

10/19/2005 - 04/10/2007

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

NJ

01/22/2001 - 08/04/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

MA

02/16/1999 - 12/01/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 05/15/2012

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/13/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2006

Series 7 - General Securities Representative Examination

BC

Issued 02/12/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Wayne Peterson.
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