Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Messner has over 40 years of experience in the financial services industry. Douglas is currently registered with Ameriprise Financial Services, LLC in California. Previously, Douglas has held positions at WELLS FARGO ADVISORS, LLC, CITIGROUP GLOBAL MARKETS INC., UBS PAINEWEBBER INC., and DEAN WITTER REYNOLDS INC. Douglas is a highly qualified advisor with a broad range of experience in providing financial planning, investment management, and other advisory services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/22/2016 - Present
Ameriprise Financial Services, LLC (WESTLAKE VILLAGE CA)
CA
01/30/2009 - 04/25/2016
WELLS FARGO ADVISORS, LLC (OXNARD CA)
CA
10/08/2002 - 02/19/2009
CITIGROUP GLOBAL MARKETS INC. (OXNARD CA)
NJ
12/17/1987 - 10/22/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
04/29/1982 - 12/16/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 09/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2001
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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