Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Wayne Lee is a registered investment advisor representative with Raymond James & Associates, Inc. Douglas has been in the financial services industry since 1986 and is currently registered in Alabama and Texas. Douglas has held previous positions with Morgan Keegan & Company, Inc., AMSOUTH INVESTMENT SERVICES, INC., PROEQUITIES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, LINCOLN NATIONAL PENSION INSURANCE COMPANY, and PRUCO SECURITIES CORPORATION. Douglas is also a registered investment adviser representative in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
07/13/2017 - Present
Raymond James & Associates, Inc. (DOTHAN AL)
AL
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (DOTHAN AL)
AL
02/14/1999 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (DOTHAN AL)
AL
02/03/1994 - 01/14/1999
PROEQUITIES, INC. (BIRMINGHAM AL)
IN
04/21/1987 - 02/16/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/21/1987 - 02/16/1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
04/21/1987 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
10/01/1985 - 01/13/1987
PRUCO SECURITIES CORPORATION
IA
Issued 03/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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