Unclaimed
Douglas Wayne Hammel is a financial advisor who is registered with Allstate Financial Services, LLC. Douglas has been in the industry since 2011. Douglas holds the Series 6, 7, 63, and SIE licenses. Douglas is registered in Indiana. Previously, Douglas has worked at J.J.B. Hillard, W.L. Lyons, Inc. and NatCity Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
10/29/2014 - Present
Allstate Financial Services, LLC (Lafayette IN)
KY
01/18/2001 - 03/04/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
OH
08/20/1998 - 01/16/2001
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
BC
Issued 01/15/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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