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Douglas Wayne Foster

Janney Montgomery Scott LLC

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About Douglas Wayne Foster

Douglas Foster is a financial professional with over 20 years of experience in the financial services industry. Douglas is a Registered Principal and has a Series 24 and Series 27 license as well as other licenses and certifications. Douglas is currently employed with Janney Montgomery Scott LLC, where he has been employed since August 2009. Prior to his current position, Douglas has been employed by other firms including Nationwide Securities, LLC and 1717 Capital Management Company. Douglas specializes in financial planning, pension consulting, and portfolio management for businesses and individuals.

Firm Information

Douglas Foster is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Douglas Foster’s Registration & Firm History

PA

08/25/2009 - Present

Janney Montgomery Scott LLC (PHILADELPHIA PA)

DE

07/16/2004 - 11/03/2008

NATIONWIDE SECURITIES, LLC (NEWARK DE)

DE

05/18/2001 - 08/01/2008

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

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Licenses & Designations

BC

Issued 06/19/2012

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/12/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2003

Series 7 - General Securities Representative Examination

BC

Issued 05/17/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Douglas Wayne Foster.
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