Unclaimed
Douglas Foster is a financial professional with over 20 years of experience in the financial services industry. Douglas is a Registered Principal and has a Series 24 and Series 27 license as well as other licenses and certifications. Douglas is currently employed with Janney Montgomery Scott LLC, where he has been employed since August 2009. Prior to his current position, Douglas has been employed by other firms including Nationwide Securities, LLC and 1717 Capital Management Company. Douglas specializes in financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
08/25/2009 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
DE
07/16/2004 - 11/03/2008
NATIONWIDE SECURITIES, LLC (NEWARK DE)
DE
05/18/2001 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BC
Issued 06/19/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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