Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Carpenter is a financial advisor registered with Alliancebernstein Investments, Inc. in San Antonio, Texas. Douglas has been in the industry since 2000 and holds the Series 7, Series 63, and SIE licenses. Douglas has a history of experience with PrimeVest Financial Services, Inc., and Pacific Crest Securities, Inc. Douglas is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/08/2004 - Present
Alliancebernstein Investments, Inc. (SAN ANTONIO TX)
MN
10/30/2000 - 01/16/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
OR
01/21/2000 - 09/15/2000
PACIFIC CREST SECURITIES INC. (PORTLAND OR)
BC
Issued 02/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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