Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Wayne Brown is a registered investment advisor representative with PFS Investments Inc. Douglas has been in the securities industry since November 2017. Douglas is registered with the state of Colorado and holds the following securities licenses: Series 6, Series 63, Series 26, and Series 65. Douglas has experience working with individual investors and businesses and has also been involved in the sale of investment-related products. Douglas is also a member of Chief Capital LLC, which is a legal entity formed solely for Primerica business purposes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CO
01/17/2025 - Present
PFS Investments Inc. (COLORADO SPRINGS CO)
IA
Issued 10/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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