Unclaimed
Douglas Warren Vernon is a financial advisor registered with Thrivent Investment Management Inc. Vernon is a registered representative in District of Columbia, Missouri, Oklahoma and other states. Vernon holds the Series 66 and Series 7TO licenses. Vernon is an active advisor and has been in the industry since 2023. Vernon focuses on financial planning, portfolio management for individuals, and other financial services. Vernon has provided advice to churches, non-profit sharing retirement accounts, individuals and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/23/2023 - Present
Thrivent Investment Management Inc. (St Louis MO)
BOTH
Issued 03/22/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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