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Douglas Warren Teubert

Purshe Kaplan Sterling Investments

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About Douglas Warren Teubert

Douglas Warren Teubert is a financial advisor with Purshe Kaplan Sterling Investments. Douglas is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 13 states. Douglas has been in the financial services industry since December 7, 1981. Douglas is a member of the Series 6 and Series 63. Douglas's office is located at 43334 7 Mile Road, Suite 500 in Northville, Michigan. Purshe Kaplan Sterling Investments is a full-service investment firm that provides a wide range of financial services to individual and institutional clients.

Firm Information

Douglas Teubert is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Teubert’s Registration & Firm History

MI

01/04/2022 - Present

Purshe Kaplan Sterling Investments (Northville MI)

MI

06/17/2020 - 12/22/2021

PURSHE KAPLAN STERLING INVESTMENTS (Northville MI)

MI

03/31/2010 - 07/15/2020

MICHIGAN SECURITIES, INC. (NORTHVILLE MI)

MI

09/29/1998 - 04/30/2010

FSC SECURITIES CORPORATION (NORTHVILLE MI)

MN

11/26/1981 - 10/02/1998

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/18/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Douglas Warren Teubert. Review regulatory record here.
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