Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Warren Smith is a financial advisor with Truist Advisory Services, Inc. located in Alpharetta, Georgia. Douglas has been a registered representative for over 30 years. Douglas has a wide range of experience working with individual and business clients, including high net worth individuals. Douglas is a Registered Investment Advisor (RIA) in Georgia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
12/10/2019 - Present
Truist Advisory Services, Inc. (ALPHARETTA GA)
GA
09/02/2011 - 09/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
10/01/2000 - 09/07/2011
WELLS FARGO ADVISORS, LLC (MARIETTA GA)
NC
02/09/1993 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
WI
05/30/1990 - 01/25/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
03/11/1989 - 12/12/1989
B C FINANCIAL CORPORATION
NA
09/24/1987 - 02/28/1989
POWER SECURITIES CORPORATION
IA
Issued 06/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/10/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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