Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Draper is a financial professional with over 18 years of experience in the industry. Douglas is currently registered with Bofa Securities, Inc. Douglas has also previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, RBC CAPITAL MARKETS, LLC, PRAGER, SEALY & CO., LLC and CITIGROUP GLOBAL MARKETS INC. Douglas holds a Series 63, Series 53, SIE, Series 79, Series 7, and Series 52 licenses. Douglas is registered in Alabama, Florida, Georgia, Mississippi, New York, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
FL
05/10/2019 - Present
Bofa Securities, Inc. (TAMPA FL)
FL
04/26/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAMPA FL)
FL
12/13/2010 - 03/15/2017
RBC CAPITAL MARKETS, LLC (ST. PETERSBURG FL)
FL
05/26/2004 - 01/02/2009
PRAGER, SEALY & CO., LLC (TAMPA FL)
NY
06/19/2001 - 05/26/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/18/2001
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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