Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Van order is a financial advisor who has been in the industry since February 14, 1996. He has a Series 6, 7, 9, 10, 26, 63 and 65 licenses. Douglas is currently registered with MML Investors Services, LLC in Granite Bay, California. He has previously been registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC and ROBERT W. BAIRD & CO. INCORPORATED. Douglas specializes in providing financial advice to individuals, corporations, pension and profit sharing plans, insurance companies, charitable organizations, trusts, and foundations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
09/20/2013 - Present
MML Investors Services, LLC (Granite Bay CA)
CA
02/15/1996 - 08/16/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ROSEVILLE CA)
WI
02/15/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/26/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/16/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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