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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas O'Connell is a financial advisor at Highpoint Planning Partners, a registered investment advisor. Douglas has been in the financial services industry since 2002. He is licensed to sell securities in Arizona, Arkansas, California, Colorado, Florida, Illinois, Kentucky, and Pennsylvania. Douglas has a Series 7, Series 66, and SIE license. He is also a registered investment advisor representative in Florida and Illinois. He has worked with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Douglas's practice focuses on financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/08/2021 - Present
Highpoint Planning Partners (Bonita Springs FL)
IL
01/15/2010 - 07/11/2016
FIFTH THIRD SECURITIES, INC. (SCHAUMBURG IL)
IL
05/29/2007 - 01/27/2010
CITIGROUP GLOBAL MARKETS INC. (SCHAUMBURG IL)
IL
03/12/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (SCHAUMBURG IL)
NJ
07/10/2002 - 04/02/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 07/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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