Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Jones is an experienced financial advisor with over 23 years of experience in the industry. Douglas is currently registered with Oppenheimer & Co. Inc. in Minneapolis, MN. Douglas has worked with a variety of clients, including individuals, families, businesses, and retirement plans. Douglas has a strong track record of providing personalized financial advice and helping clients achieve their financial goals. Douglas is dedicated to providing his clients with the highest level of service and expertise. Douglas has a Series 7, Series 63, and SIE licenses. Douglas is also a registered representative of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MN
11/13/2023 - Present
Oppenheimer & Co. Inc. (MINNEAPOLIS MN)
NY
02/07/2022 - 11/06/2023
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
MN
05/15/2020 - 02/01/2022
HILLTOP SECURITIES INC. (St. Paul MN)
MN
04/11/2012 - 05/08/2020
OPPENHEIMER & CO. INC. (MINNEAPOLIS MN)
MN
07/19/2000 - 03/22/2012
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BC
Issued 05/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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