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Douglas Vincent Barbagallo

SEI Investments Distribution Co.

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About Douglas Vincent Barbagallo

Douglas Vincent Barbagallo is a registered representative with SEI Investments Distribution Co.. Douglas Vincent Barbagallo has been in the industry since September 11, 1992. Douglas Vincent Barbagallo is licensed in Pennsylvania. Douglas Vincent Barbagallo has worked for several firms including CIGNA FINANCIAL SERVICES, INC., FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., THE DREYFUS SERVICE CORPORATION, ROYCE INVESTMENT GROUP, INC., and FRANKLIN FINANCIAL SERVICES CORPORATION.

Firm Information

Douglas Barbagallo is currently registered with SEI Investments Distribution Co.. SEI Investments Distribution Co. is a Corporation formed in 1981 and approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Barbagallo’s Registration & Firm History

PA

08/30/2001 - Present

SEI Investments Distribution Co. (OAKS PA)

CT

11/10/1998 - 04/11/2000

CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)

RI

09/06/1996 - 05/12/1997

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

05/18/1991 - 07/02/1996

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

NY

02/14/1989 - 07/27/1990

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NA

10/19/1988 - 01/30/1989

FRANKLIN FINANCIAL SERVICES CORPORATION

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Licenses & Designations

IA

Issued 12/22/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Vincent Barbagallo.
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