Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Farr is a financial advisor with LPL Financial LLC. Douglas has been in the financial services industry since 1984. He holds several industry licenses and has earned a variety of industry designations. Douglas is registered with the Securities and Exchange Commission (SEC) as a broker-dealer and investment advisor representative. He is also registered with the following states: Arkansas, Florida, Georgia, Louisiana, Mississippi, New Mexico, North Dakota, Ohio, Oklahoma, Tennessee, Texas, and Washington. Douglas has worked with a variety of clients, including individuals, families, businesses, and retirement plans. He is passionate about helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
10/31/2019 - Present
LPL Financial LLC (MONROE LA)
LA
10/20/2010 - 11/06/2019
FSC SECURITIES CORPORATION (MONROE LA)
LA
01/01/2008 - 10/20/2010
WELLS FARGO ADVISORS, LLC (MONROE LA)
LA
08/02/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MONROE LA)
NA
11/14/1987 - 08/10/1988
SHEARSON LEHMAN HUTTON INC.
NA
12/21/1984 - 11/24/1987
CAPITOL MUNICIPAL SECURITIES, INC.
BOTH
Issued 03/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/17/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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