Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Modico is a financial professional with over 34 years of experience in the financial industry. Douglas is currently registered with Virtu Americas LLC and holds a Series 7, Series 55, Series 57TO and SIE licenses. Douglas has previously held positions at BTIG, LLC, Auerbach Grayson & Company LLC, KCG Americas LLC, Knight Capital Americas, L.P., Citigroup Global Markets Inc., HSBC Securities, Inc., James Capel Incorporated, and PaineWebber Incorporated. Douglas is a licensed securities agent in 14 states including California, Colorado, Connecticut, Delaware, District of Columbia, Georgia, Illinois, Indiana, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/03/2023 - Present
Virtu Americas LLC (New York NY)
NY
06/12/2017 - 10/12/2023
BTIG, LLC (Garden City NY)
NY
06/03/2016 - 07/12/2017
AUERBACH GRAYSON & COMPANY LLC (Garden City NY)
NY
07/02/2012 - 02/24/2016
KCG AMERICAS LLC (GARDEN CITY NY)
NY
07/02/2003 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GARDEN CITY NY)
NY
06/07/1999 - 07/07/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/01/1996 - 05/19/1999
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NA
10/25/1994 - 01/01/1996
JAMES CAPEL INCORPORATED
NJ
10/20/1987 - 10/04/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 11/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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