Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Merrigan is a financial advisor with Vanguard Advisers, Inc., a firm based in Malvern, PA. Douglas has been in the financial industry since 1998, and is registered with the states of North Carolina, South Carolina, and Texas. Douglas is a Certified Financial Planner (CFP) and specializes in working with individuals, families, and businesses. He provides a range of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/24/2013 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
NY
07/05/2011 - 03/23/2012
LPL FINANCIAL LLC (GLENS FALLS NY)
NY
07/14/2005 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (GLENS FALLS NY)
NY
01/01/2005 - 07/06/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
10/09/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
KS
09/09/1998 - 10/08/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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