Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas T. zachary O'Connor is a financial professional with over 11 years of experience in the industry. Douglas is currently registered with Equitable Distributors, LLC and holds Series 6, 7, 63, and 66 licenses. Douglas has a strong background in financial services, having previously worked at J.P. Morgan Institutional Investments Inc. and Pioneer Funds Distributor, Inc. Douglas's dedication to providing exceptional client service is evident in his commitment to understanding his clients' financial goals and creating personalized investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/18/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
OH
04/02/2013 - 08/24/2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)
MA
06/08/2012 - 03/26/2013
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BOTH
Issued 01/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas O'Connor is the right advisor for you? Invested Better is here to help.
