Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Swift Rapp is a financial advisor with over 30 years of experience in the industry. Douglas is a registered representative with Private Client Services, LLC and holds a Series 6, 7, 63 and 65 licenses as well as a Securities Industry Essentials (SIE) certification. Douglas has a strong history in financial planning and investment management and has provided financial advice to individuals, corporations, and pension and profit sharing plans. Douglas has previously been associated with Woodbury Financial Services, Inc., AXA Advisors, LLC, and MONY Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
01/04/2010 - Present
Private Client Services, LLC (LOUISVILLE KY)
KY
03/03/2008 - 12/31/2009
WOODBURY FINANCIAL SERVICES, INC. (LOUISVILLE KY)
KY
06/01/2005 - 03/10/2008
AXA ADVISORS, LLC (LOUISVILLE KY)
NY
07/01/1991 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 10/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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