Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Stuart Clark has been a Registered Representative and Investment Adviser Representative for over 25 years. Douglas currently works at Raymond James & Associates, Inc. and is licensed to sell securities and provide investment advisory services in Pennsylvania and Texas. Douglas has been an active member of the securities industry since 1997 and has previously worked at Morgan Stanley and Morgan Stanley DW Inc. In addition to his work as a financial advisor, Douglas also serves as a bookkeeper for the Colorado Center for Modern Psychoanalytic Studies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/23/2021 - Present
Raymond James & Associates, Inc. (Doylestown PA)
PA
04/02/2007 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (JENKINTOWN PA)
PA
12/17/1997 - 04/02/2007
MORGAN STANLEY DW INC. (JENKINTOWN PA)
IA
Issued 01/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Clark is the right advisor for you? Invested Better is here to help.
