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Douglas Spencer MacPherson

H.c.wainwright & CO., LLC

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About Douglas Spencer MacPherson

Douglas MacPherson is a registered representative with H.c.wainwright & Co., LLC and has been in the financial industry since June 17, 2024. Douglas has passed the Series 86, Series 87 and SIE exams. Douglas is registered with FINRA.

Firm Information

Douglas MacPherson is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas MacPherson’s Registration & Firm History

NY

06/18/2024 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/17/2024

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/25/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Douglas Spencer MacPherson. Review regulatory record here.
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