Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Simon is a financial advisor with Raymond James & Associates, Inc., a firm that manages over $433 billion in assets. Douglas has been in the financial services industry since November 1999, and is currently registered with the state of Florida as an Investment Advisor Representative. Douglas has a broad range of experience, having worked at several prominent financial institutions, including Deutsche Bank Securities Inc., Sanford C. Bernstein & Co., LLC, and Sanford C. Bernstein & Co., Inc. His expertise spans various areas, including portfolio management, financial planning, and pension consulting. In addition to his work with Raymond James, Douglas serves on the Finance/Investment Committee for the Frenchmans Reserve Property Owners Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/09/2018 - Present
Raymond James & Associates, Inc. (PALM BEACH GARDENS FL)
PA
10/25/2004 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (PHILADELPHIA PA)
NY
12/07/2000 - 10/19/2004
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
11/26/1999 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 11/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 11/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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