Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Shrewsbury Woodruff is a financial advisor with over 30 years of experience in the industry. Douglas Woodruff has a strong background in financial services, holding licenses to provide investment advice in 29 states. Douglas Woodruff currently works at Charles Schwab & CO., Inc. in Charlotte, NC. Douglas Woodruff is a Series 65 and 63 licensed advisor, providing investment advice and financial planning. Douglas Shrewsbury Woodruff also holds Series 7, 8, 9, 10 and SIE licenses. Douglas Woodruff has worked in Charlotte, NC and Omaha, NE throughout his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NC
01/02/2019 - Present
Charles Schwab & CO., Inc. (Charlotte NC)
NE
07/29/1993 - 02/17/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
IA
Issued 08/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/18/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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