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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Shirley is a financial advisor with TD Private Client Wealth LLC, with over 20 years of experience in the financial services industry. Douglas has a strong background in providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, and businesses. Douglas is committed to understanding your financial goals and developing a personalized plan to help you achieve them. Douglas is committed to providing his clients with the highest level of service and expertise, helping them navigate the complexities of the financial markets and make informed decisions about their money.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
11/12/2024 - Present
TD Private Client Wealth LLC (Bernardsville NJ)
NJ
01/26/2022 - 01/30/2024
CHARLES SCHWAB & CO., INC. (Jersey City NJ)
NJ
02/13/2006 - 12/20/2023
TD AMERITRADE, INC. (JERSEY CITY NJ)
MA
10/20/2004 - 02/21/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/15/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/24/2002 - 06/06/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NE
03/28/2000 - 03/01/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 11/06/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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