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Douglas Sherman Lindhardt

Tiaa-Cref Individual & Institutional Services, LLC

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About Douglas Sherman Lindhardt

Douglas Lindhardt is a financial professional with over 19 years of experience in the industry. Douglas is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and has been associated with them since January 9, 2008. Douglas holds the Series 6 and Series 63 licenses and has passed the Securities Industry Essentials Examination. Douglas has also been registered as an investment advisor representative in Colorado, Utah and Wisconsin. Before joining Tiaa-Cref Individual & Institutional Services, LLC, Douglas worked at American Family Securities, LLC from March 23, 2004 to December 3, 2007. Douglas specializes in providing investment advisory services for high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth.

Firm Information

Douglas Lindhardt is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Douglas Lindhardt’s Registration & Firm History

UT

01/09/2008 - Present

Tiaa-Cref Individual & Institutional Services, LLC (SALT LAKE CITY UT)

CO

03/23/2004 - 12/03/2007

AMERICAN FAMILY SECURITIES, LLC (FREDERICK CO)

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Licenses & Designations

BC

Issued 05/03/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Sherman Lindhardt.
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