Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Shepard Smith is an investment advisor representative at Transamerica Retirement Advisors, LLC in Farmington Hills, MI. Douglas has been in the industry since 2013 and has been registered with the state of Michigan since 2013. Douglas is a Series 63 and Series 65 licensed investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
05/28/2014 - Present
Transamerica Retirement Advisors, LLC (FARMINGTON HILLS MI)
IA
Issued 05/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Smith is the right advisor for you? Invested Better is here to help.
