Unclaimed
Douglas Shane Gasher is a financial advisor who has been active in the industry since 1993. Currently, Douglas Gasher is registered with Multi-Bank Securities, Inc.. Prior to this, Douglas Gasher has held positions at Guzman & Company, Finacorp Securities, Calamos Financial Services LLC, Sterne, Agee & Leach, Inc., Morgan Keegan & Company, Inc., Countrywide Securities Corporation, FTN Financial Securities Corp, Dain Rauscher Incorporated, The Chicago Corporation, Carroll McEntee & McGinley Incorporated, E. F. Hutton & Company Inc, First Northern Securities, Inc., Bear, Stearns & Co. Inc., and All Services Financial Center. Douglas Gasher holds several licenses including Series 3, Series 7, Series 50, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/24/2013 - Present
Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)
FL
01/07/2011 - 09/30/2013
GUZMAN & COMPANY (CORAL GABLES FL)
IL
01/26/2009 - 06/04/2010
FINACORP SECURITIES (CHICAGO IL)
IL
05/25/2007 - 10/27/2008
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
IL
07/11/2006 - 05/14/2007
STERNE, AGEE & LEACH, INC. (CHICAGO IL)
IL
11/01/2005 - 06/02/2006
MORGAN KEEGAN & COMPANY, INC. (CHICAGO IL)
CA
02/07/2005 - 10/11/2005
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
TN
05/05/2000 - 11/22/2004
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
03/02/1998 - 09/23/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/03/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IL
03/14/1994 - 01/03/1995
THE CHICAGO CORPORATION (CHICAGO IL)
NY
07/23/1991 - 11/11/1992
CARROLL MCENTEE & MCGINLEY INCORPORATED (NEW YORK CITY NY)
NA
07/07/1987 - 04/27/1988
E. F. HUTTON & COMPANY INC
NA
03/08/1988 - 04/04/1988
FIRST NORTHERN SECURITIES, INC.
NA
11/11/1986 - 05/12/1987
BEAR, STEARNS & CO. INC.
NA
05/23/1986 - 10/29/1986
ALL SERVICES FINANCIAL CENTER
BC
Issued 03/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/10/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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