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Douglas Shane Gasher

Multi-Bank Securities, Inc.

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About Douglas Shane Gasher

Douglas Shane Gasher is a financial advisor who has been active in the industry since 1993. Currently, Douglas Gasher is registered with Multi-Bank Securities, Inc.. Prior to this, Douglas Gasher has held positions at Guzman & Company, Finacorp Securities, Calamos Financial Services LLC, Sterne, Agee & Leach, Inc., Morgan Keegan & Company, Inc., Countrywide Securities Corporation, FTN Financial Securities Corp, Dain Rauscher Incorporated, The Chicago Corporation, Carroll McEntee & McGinley Incorporated, E. F. Hutton & Company Inc, First Northern Securities, Inc., Bear, Stearns & Co. Inc., and All Services Financial Center. Douglas Gasher holds several licenses including Series 3, Series 7, Series 50, Series 63 and SIE.

Firm Information

Douglas Gasher is currently registered with Multi-Bank Securities, Inc.. Multi-Bank Securities, Inc. is a corporation formed in 1987 and is registered to provide services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Gasher’s Registration & Firm History

FL

10/24/2013 - Present

Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)

FL

01/07/2011 - 09/30/2013

GUZMAN & COMPANY (CORAL GABLES FL)

IL

01/26/2009 - 06/04/2010

FINACORP SECURITIES (CHICAGO IL)

IL

05/25/2007 - 10/27/2008

CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)

IL

07/11/2006 - 05/14/2007

STERNE, AGEE & LEACH, INC. (CHICAGO IL)

IL

11/01/2005 - 06/02/2006

MORGAN KEEGAN & COMPANY, INC. (CHICAGO IL)

CA

02/07/2005 - 10/11/2005

COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)

TN

05/05/2000 - 11/22/2004

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

NY

03/02/1998 - 09/23/1999

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

01/03/1995 - 03/02/1998

DAIN RAUSCHER INCORPORATED

IL

03/14/1994 - 01/03/1995

THE CHICAGO CORPORATION (CHICAGO IL)

NY

07/23/1991 - 11/11/1992

CARROLL MCENTEE & MCGINLEY INCORPORATED (NEW YORK CITY NY)

NA

07/07/1987 - 04/27/1988

E. F. HUTTON & COMPANY INC

NA

03/08/1988 - 04/04/1988

FIRST NORTHERN SECURITIES, INC.

NA

11/11/1986 - 05/12/1987

BEAR, STEARNS & CO. INC.

NA

05/23/1986 - 10/29/1986

ALL SERVICES FINANCIAL CENTER

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Licenses & Designations

BC

Issued 03/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 12/10/1987

Series 3 - National Commodity Futures Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Douglas Shane Gasher. Review regulatory record here.
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