Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Williams is a registered representative at Finalis Securities LLC in New York, NY. Douglas has a background in investment banking and has worked in the financial industry since 2007. Douglas is a Series 7, 63, 79, and 82 licensed professional. Prior to joining Finalis Securities LLC, Douglas worked at BA Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/24/2023 - Present
Finalis Securities LLC (New York NY)
PA
11/09/2020 - 01/03/2023
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
NY
08/28/2007 - 05/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/09/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/22/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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