Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Scott Richmond is a financial advisor with Vanguard Marketing Corp. Douglas has been in the financial services industry since 2009. Douglas is a Series 6, 7, and 63 licensed representative. Douglas is registered to offer securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Prior to joining Vanguard Marketing Corp., Douglas worked at Lincoln Financial Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/09/2012 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
10/27/2008 - 12/21/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 10/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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