Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Scott Obradovich has been in the financial industry since 1986. Currently, Douglas is registered with Calton & Associates, Inc. in Louisville, KY and holds a Series 4, 7, 24 and 63. Douglas is a licensed financial advisor with a breadth of experience in the industry. Douglas previously worked with several firms including LPL Financial LLC, CETERA INVESTMENT SERVICES LLC, PNC BROKERAGE CORP, GNA SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC. and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
KY
12/04/2018 - Present
Calton & Associates, Inc. (Louisville KY)
KY
11/15/2013 - 12/27/2018
LPL FINANCIAL LLC (LOUISVILLE KY)
AL
02/15/2002 - 08/26/2013
CETERA INVESTMENT SERVICES LLC (SELMA AL)
PA
03/01/1994 - 08/24/2001
PNC BROKERAGE CORP (PITTSBURGH PA)
VA
03/11/1993 - 03/09/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
NC
07/10/1992 - 02/09/1993
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
05/02/1984 - 01/04/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/1996
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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