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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Hunnicutt is a financial advisor currently registered with Morgan Stanley. Douglas has been in the industry since 1997 and holds both Series 7 and Series 65 licenses. Douglas specializes in providing financial planning, portfolio management for individuals, businesses, and investment companies, and offers educational seminars. Douglas has also been registered with Citigroup Global Markets Inc. and Banc One Securities Corporation. Douglas has a long and varied career in the industry, and is a highly experienced financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
10/19/2016 - Present
Morgan Stanley (Chicago IL)
IL
04/01/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
07/15/1999 - 04/05/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
01/28/1992 - 09/14/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 05/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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