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Douglas Scott Henry

SG Americas Securities, LLC

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About Douglas Scott Henry

Douglas Scott Henry is a financial advisor with over 10 years of experience in the industry. Douglas currently works at SG Americas Securities, LLC. Douglas is registered with FINRA and holds Series 63, SIE, and Series 79 licenses. Douglas is registered in 52 states and the District of Columbia.

Firm Information

Douglas Henry is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Henry’s Registration & Firm History

TX

11/18/2010 - Present

SG Americas Securities, LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 12/07/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Scott Henry.
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