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Douglas Scott Gilmore

Lument Securities, LLC

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About Douglas Scott Gilmore

Douglas Scott Gilmore is a financial professional with over 30 years of experience in the industry. Douglas is currently registered with Lument Securities, LLC, where they have been employed since January 2019. Before joining Lument Securities, LLC, Douglas was a registered representative with Lancaster Pollard & Co., LLC. In the past, Douglas was also employed by RED CAPITAL MARKETS, LLC, BANC ONE CAPITAL MARKETS, INC., and The Ohio Company. Douglas has a broad range of licenses and registrations, including Series 7, Series 52, Series 53 and SIE. Douglas Gilmore is a valuable asset to any investment team with their knowledge and experience in the financial industry.

Firm Information

Douglas Gilmore is currently registered with Lument Securities, LLC. Lument Securities, LLC is a Limited Liability Company formed in May 2010. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Gilmore’s Registration & Firm History

OH

01/02/2019 - Present

Lument Securities, LLC (COLUMBUS OH)

OH

10/21/2013 - 01/02/2019

LANCASTER POLLARD & CO., LLC (COLUMBUS OH)

OH

10/02/2000 - 10/22/2013

RED CAPITAL MARKETS, LLC (COLUMBUS OH)

IL

04/01/1999 - 10/12/1999

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

OH

01/05/1995 - 04/01/1999

BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)

IL

11/30/1988 - 12/31/1994

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NA

09/24/1987 - 11/08/1988

THE OHIO COMPANY

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Licenses & Designations

BC

Issued 11/12/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Scott Gilmore.
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