Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Gardner is a financial professional with over 30 years of experience in the industry. Douglas has worked at ADP Broker-Dealer, Inc. since 2013. Prior to that, Douglas worked at EFC Financial Services, LLC, ADP Broker-Dealer, Inc., Fidelity Investments Institutional Services Company, Inc. and The Prudential Insurance Company of America. Douglas is licensed to provide financial advice in 13 states. Douglas Gardner holds Series 6, 26 and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/14/2013 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
PA
05/18/2010 - 01/16/2013
EFC FINANCIAL SERVICES, LLC (DRESHER PA)
MD
10/02/1995 - 06/30/2009
ADP BROKER-DEALER, INC. (OWINGS MILLS MD)
RI
06/04/1993 - 08/07/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NJ
11/13/1991 - 06/24/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/13/1991 - 06/24/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 04/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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