Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Coleman has been in the financial services industry since 1987. Currently, Douglas is a registered representative with The Pinnacle Financial Group, a firm specializing in financial planning and portfolio management. Prior to joining The Pinnacle Financial Group, Douglas held positions at several financial institutions, including WELLS FARGO CLEARING SERVICES, LLC, Prudential Securities Incorporated, and Lehman Brothers Inc. Douglas is also a registered Investment Advisor Representative in the state of New York and holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Financial planning
1
2
NY
08/31/2021 - Present
THE Pinnacle Financial Group (MELVILLE NY)
NY
07/01/2003 - 12/10/2020
WELLS FARGO CLEARING SERVICES, LLC (WOODBURY NY)
NY
10/01/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
11/23/1998 - 10/11/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
12/07/1994 - 11/23/1998
GKN SECURITIES CORP. (NEW YORK NY)
NY
03/11/1993 - 12/19/1994
BERKELEY SECURITIES CORPORATION (NEW YORK NY)
NY
01/27/1993 - 03/23/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/11/1988 - 02/14/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/20/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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