Unclaimed
Douglas Brinker is a financial advisor with Ameriprise Financial Services, LLC. Douglas has been working in the financial industry since 2003. Douglas has a Series 7, Series 63, and Series 66 license. Douglas specializes in providing financial advice to individuals, high net worth individuals, corporations, trusts, estates, charitable organizations, and pension plans. Douglas has been registered with Ameriprise Financial Services, LLC since 2018. Douglas has experience working at a variety of firms, including Edward Jones, USAllianz Securities, Inc., E*TRADE Securities LLC, Questar Capital Corporation, Resource Horizons Group LLC, Allstate Financial Services, LLC, and Investment Professionals, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/22/2018 - Present
Ameriprise Financial Services, LLC (Allentown PA)
PA
07/24/2014 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (OREFIELD PA)
PA
12/15/2010 - 07/25/2014
ALLSTATE FINANCIAL SERVICES, LLC (MACUNGIE PA)
GA
06/01/2010 - 12/03/2010
RESOURCE HORIZONS GROUP LLC (MARIETTA GA)
GA
12/01/2006 - 11/10/2009
QUESTAR CAPITAL CORPORATION (CUMMING GA)
GA
05/11/2009 - 05/14/2009
E*TRADE SECURITIES LLC (ALPHARETTA GA)
PA
11/05/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (WESCOSVILLE PA)
MO
04/16/2003 - 09/30/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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