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Douglas Scott Amy

Cleveland Research Co. LLC

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About Douglas Scott Amy

Douglas Amy is a registered representative with Cleveland Research Co. LLC. Douglas has over 20 years of experience in the securities industry. Douglas is licensed in Illinois and Ohio and holds the Series 7 and Series 63 licenses. Douglas previously worked at FTN Midwest Securities Corp., First Tennessee Securities Corp., and Maxus Securities Corp. Douglas specializes in equity research reports.

Firm Information

Douglas Amy is currently registered with Cleveland Research Co. LLC. Cleveland Research Co. LLC is a Limited Liability Company formed in 2006. The firm offers equity research reports and has 75 registered representatives and 51 investment advisory personnel. Cleveland Research Co. LLC is registered in 6 states and with the SEC.

Not reported

Assets Under Management

22

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity research reports

Equity research reports

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Subscription fees for research reports

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Douglas Amy’s Registration & Firm History

OH

03/29/2007 - Present

Cleveland Research Co. LLC (CLEVELAND OH)

OH

10/21/2002 - 07/14/2006

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

TN

01/02/2001 - 10/21/2002

FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)

OH

10/03/2000 - 01/02/2001

MAXUS SECURITIES CORP (CLEVELAND OH)

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Licenses & Designations

BC

Issued 10/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Scott Amy.
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