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Douglas Saltstein

Truist Securities, Inc.

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About Douglas Saltstein

Douglas Saltstein is a financial advisor with Truist Securities, Inc., with over 24 years of experience in the industry. Douglas began his career in 1998, and has worked in various roles throughout his career, including roles at BMO Capital Markets Corp., Scotia Capital (USA) Inc., GMP Securities, LLC, Wells Fargo Securities, LLC, Banc of America Securities LLC, Robertson Stephens, Inc., and BancAmerica Robertson Stephens. Douglas holds the Series 7, Series 24, Series 55, Series 57TO, and SIE licenses, and is currently registered in 52 states and the District of Columbia.

Firm Information

Douglas Saltstein is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Saltstein’s Registration & Firm History

NY

03/17/2021 - Present

Truist Securities, Inc. (NEW YORK NY)

NY

07/24/2017 - 01/26/2021

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

09/02/2014 - 07/27/2017

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

06/02/2014 - 08/19/2014

GMP SECURITIES, LLC (NEW YORK NY)

NY

07/09/2003 - 05/21/2014

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

03/18/2002 - 07/03/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

09/01/1998 - 03/12/2002

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

CA

12/23/1997 - 09/01/1998

BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 04/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Douglas Saltstein.
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