Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas S. Ward is a financial advisor with Wells Fargo Advisors Financial Network, LLC, and has been in the industry since August 1995. Douglas is registered as a broker-dealer in the states of New Jersey, New York, and Texas. Douglas also holds several licenses, including Series 7, Series 10, Series 31, Series 63, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/11/2019 - Present
Wells Fargo Advisors Financial Network, LLC (HACKENSACK NJ)
NJ
06/01/2009 - 07/12/2019
MORGAN STANLEY (PARAMUS NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
NJ
08/14/1995 - 04/02/2007
MORGAN STANLEY DW INC. (PARAMUS NJ)
IA
Issued 08/14/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/04/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Ward is the right advisor for you? Invested Better is here to help.
