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Douglas S Rose

Citizens Securities, Inc.

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About Douglas S Rose

Douglas Rose is a financial advisor with over 20 years of experience in the industry. Douglas currently works at Citizens Securities, Inc. in Woburn, MA, and Clarfeld in Rochester, NY. Douglas specializes in investment advice, financial planning, and selection of other advisors.

Firm Information

Douglas Rose is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Rose’s Registration & Firm History

MA

10/03/2023 - Present

Citizens Securities, Inc. (Woburn MA)

NY

03/06/2012 - 12/31/2022

ALLSTATE FINANCIAL SERVICES, LLC (ROCHESTER NY)

NY

11/19/2008 - 05/13/2011

STATE FARM VP MANAGEMENT CORP. (ROCHESTER NY)

NY

02/28/2008 - 08/25/2008

ENSEMBLE FINANCIAL SERVICES, INC. (PITTSFORD NY)

NY

01/01/2007 - 08/07/2007

ENSEMBLE FINANCIAL SERVICES, INC. (PITTSFORD NY)

IL

06/07/2004 - 04/17/2006

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

03/28/2002 - 06/03/2004

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

01/08/2001 - 03/20/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/15/2023

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 02/16/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas S Rose.
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